Fees

Initial Introductory Meeting- No fee

 

Financial Planning

Financial plans and financial planning may include, but is not limited to; investment planning, retirement planning, estate planning, college planning, tax planning, life insurance analysis, and debt/credit planning. Depending upon the complexity of the situation and your needs, the rate for financial planning is between $1,000 and $10,000.  Fees are paid in arrears upon completion.

Investment Management

A fee on Investment Management we provide for the client which includes portfolio management and financial consultation. Fees are billed quarterly, in advance, meaning we collect fees for the next three-month billing period. Client accounts are billed directly.

Portfolio Value & Annual Fee:

  • $500,000 - $2,000,000 @ 

  • $2,000,001 - $5,000,000 @ 

  • $5,000,001 - $10,000,000 @ 0.75%

  • $10,000,001 & Above @ 0.50%

Nominal transaction charges and internal expenses charged by certain investment products may apply.

Brokerage products and services may occur commissions or other brokerage charges/fees. See advisor for more details.

Visit

4 Pike Street NW

Rome, GA 30165

Call

T: 706.622.3226
 

Contact

sherman@sjfim.com

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: IL, NY, FL, GA.

Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Level Four Advisory Services, LLC, a registered investment adviser. Level Four Advisory Services, LLC and SJF Investment Management are separate entities from LPL Financial.

 

Privacy Policy

Form ADV Part 2A

Form CRS